Children First Capital Advisors does not have any legal events or disciplinary history on its Form MA and Form MA-I, which include information about any criminal actions, regulatory actions, investigations, terminations, judgments, liens, civil judicial actions, customer complaints, arbitrations, or civil litigation.

The Issuer may electronically access CFC’s most recent Form MA and each most recent Form MA-I filed with the Securities and Exchange Commission at the following website: http://www.sec.gov/edgar/searchedgar/companysearch.html.

There have been no material changes to a legal or disciplinary event disclosure on any Form MA or Form MA-I filed with the SEC. If any material legal or regulatory action is brought against Children First Capital Advisors, CFC will provide complete disclosure to the Issuer in detail, allowing the Issuer to evaluate CFC, its management, and personnel.

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